Richard W. Stockton, Jr.

Rick Stockton is the Director of Marketing at Sandalwood Securities, and is responsible for sourcing, cultivating and
managing new relationships and distributing the firm’s investment offerings. Prior to Sandalwood, Rick was Managing
Director of Investor Relations at a privately owned Registered Investment Advisor in New York City where he spent the
previous six years. He worked with high net worth individuals, family offices, and institutions from both an allocation and an
investment management perspective across all asset classes. Prior to that, Rick was a Director in the Private Wealth
Management division of Deutsche Bank, where he worked for eight years as a Relationship Manager where he was the point
person for high net worth and institutional Private Banking and Investment Management relationships. Prior to Deutsche
Bank, he worked in the Private Bank at UBS, and he began his career at the Investor Relations firm of Abernathy MacGregor. Rick earned a BA in History from Trinity College.